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Business Consulting Services

GRC Consulting is a specialist Governance, Risk & Compliance advisory firm supporting financial service providers across New Zealand. At GRC Consulting, we work alongside our clients to make compliance simpler, stronger, and more sustainable. Our approach is practical and tailored helping you stay compliant, reduce risk, and protect what you’ve built.

Company Registration & FSPR Registration (NZ)
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End-to-end support for company and FSP (Financial Service Providers) registration, so you start compliant and ready to operate.

Risk Assessment & Programme Design
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Tailored AML/CFT Risk Assessments and Programmes designed or reviewed to align with legislative requirements, regulator expectations, and your business model.

Independent AML Audit & Remediation Support (NZ)
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Independent AML/CFT audits, gap analysis, and practical remediation support to help you address findings and strengthen your framework.

Ongoing Compliance & Operational Support
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Ongoing compliance support, regulatory updates, and practical advice—helping you manage risk, maintain controls, and streamline compliance workflows.

Tailored Training & Compliance Tools
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Role-specific compliance training plus tailored forms, registers, and workflows to embed compliance into daily operations and reduce manual effort.

Licence Applications & Compliance Support (NZ)
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We support licence applications and ongoing compliance with licence conditions, helping you stay aligned with regulatory expectations and audit-ready.

Talk With Our Team

+64 (022) 1032760

Why choose us

Your Trusted Compliance Advisor

We provide practical and tailored support to help businesses understand their regulatory obligations, manage compliance risks, and maintain effective governance and AML/CFT frameworks.

Experienced Compliance Professionals

Led by professionals with legal, risk, compliance, and financial services experience, we provide practical guidance grounded in real industry knowledge.

Tailored, Case-by-Case Support

We take the time to understand your business, risk profile, and regulatory obligations before recommending suitable solutions.

Turning Compliance Into Confidence

We help translate complex regulatory obligations into clear, practical steps your business can understand and apply. From risk assessments and compliance programmes to training, audits, and regulatory updates, we help you turn obligations into workable processes.

Multilingual Client Support

We support clients in English, Mandarin (国语), and Cantonese (粤语), making compliance guidance clear, practical, and easier to apply in your language.

Service Plans

Choose the support that fits your needs


Our flexible pricing options include custom-made plans and tailored solutions designed around your unique situation, whether you need one-off advice or ongoing support.

Risk Assessment & AML Programme Design

A tailored service to design or refresh your AML/CFT Risk Assessment and Programme based on your business activities, customer types, services provided, delivery channels, and risk exposure through counterparties.

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Features
  • Business-specific AML/CFT risk assessment - review of services, customers, countries, channels, and transaction risks
  • Design or refresh of AML/CFT Programme - with tailored policies, procedures, controls, and workflows
  • Customer due diligence and onboarding process design
  • Risk rating methodology and assessment tools
  • Tailored internal forms, checklists, and templates
  • Guidance on implementation and staff responsibilities
Best Plan

Monthly AML Compliance Support Plan

Ongoing, tailored AML/CFT compliance support to help you manage key obligations, stay informed of regulatory changes, and keep your compliance programme up to date. Includes practical guidance, monthly support, and customised tools for your business.
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Features
  • Monthly compliance consultation and ongoing support
  • Regulatory updates and practical guidance
  • Tailored monthly AML/CFT training
  • Customised forms, checklists, workflows, and registers
  • Compliance diary with key regulatory obligations due dates
  • Support available by email, phone, instant messaging, and meetings

Tailored GRC Support Plan

A flexible support plan developed on a case-by-case basis, according to your business situation, regulatory obligations, risk profile, and compliance needs. Suitable for organisations that require customised guidance beyond a standard package.

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Features
  • Case-by-case assessment of your needs
  • Customised scope based on your business situation
  • GRC, AML/CFT, risk, and compliance advisory support
  • Comprehensive review of policies, procedures, and controls
  • Regulatory change guidance and practical implementation support
  • Assistance with audits, inspections, and remediation actions
  • Flexible consultation arrangements by agreement

AML/CFT Audit (Desk-Based Review)

An independent remote review of your Risk Assessment, AML/CFT Programme, procedures, records, and selected customer files. This option helps identify whether your AML/CFT framework is properly documented, consistently applied as intented, and aligned with regulatory expectations.
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Features
  • AML/CFT Document Review - review of your Risk Assessment, AML/CFT Programme, policies, procedures, forms, checklists, and registers.
  • Sample File Testing - assessment of selected customer files and CDD records to check whether key AML/CFT requirements are being applied and recorded properly.
  • Compliance Record Review - review of training records, compliance diary, internal audit notes, and relevant compliance registers.
  • Key Findings & Next Steps - a clear summary of observations, improvement areas, and recommended action points

AML/CFT Audit (Onsite Review)

A more comprehensive in-person review that includes all features of the Desk-Based Review, plus a practical walkthrough of how your AML/CFT processes are applied in day-to-day operations. This option is suitable for businesses wanting a more in-depth review of both written procedures and actual practice.
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Features
  • All features of the Desk-Based AML/CFT Review
  • Plus the following:
  • In-Practice Process Review - observation and walkthrough of how onboarding, CDD, customer risk rating, escalation, exception handling, and recordkeeping processes are carried out in practice.
  • Workflow & System Review - review of relevant systems, workflows, forms, checklists, and recordkeeping processes used in daily operations.
  • Gap Analysis Between Policy and Practice - identification of gaps between written procedures and actual practice, with practical recommendations and suggested remediation actions.

Sample File Testing & Tailored Training

A hands-on ongoing service that combines sample client file testing with business-specific case studies and tailored AML/CFT training. This service helps your team understand how AML/CFT requirements apply in real client situations, using examples from or relevant to your business, customer types, and day-to-day processes.
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Features
  • Sample File Testing & Learning Points - review of selected customer files to identify key observations, improvement areas, and practical learning points for staff, including CDD, risk rating, recordkeeping, source of funds/source of wealth, exception handling, red flags, and escalation processes
  • Business-Specific Case Studies - development of practical case-study scenarios based on your business model, services, customer types, delivery channels, and common compliance challenges.
  • Your tailored AML/CFT Training - training designed around your team’s roles, internal procedures, risk assessment, AML/CFT programme, and the issues identified through sample file testing.
  • Recommended Improvement Actions - practical recommendations to strengthen file quality, internal controls, staff awareness, and day-to-day AML/CFT compliance practices.
Appointment

Schedule Your Consultation Today

Office

6/170 Green Lane West, Greenlane, Auckland, 1051 , New Zealand

Email

christina@grcconsulting.co.nz

Phone number

+64 (022) 1032760

Book appointment now